Dashboard
Regulatory Monitoring Dashboard
Automated regulatory scanning for an equity portfolio
An automated scanner that monitors 25 portfolio holdings for material regulatory developments and produces investor-ready briefings.
Problem
Manually tracking regulatory developments across 25 holdings was slow, inconsistent, and easy to deprioritize — exactly the kind of work that gets skipped until it matters.
Method
An AI-assisted pipeline scans recent developments for each holding, applies an investor-calibrated materiality bar, and formats findings into a four-field briefing: concern, source, exposure, and impact.
Output
A workbook-based dashboard the team can run on demand, with graceful fallbacks and a configurable watch list.
Impact
Turns a sporadic manual chore into a repeatable monitoring process, so material developments surface on a schedule instead of by accident.
The problem with manual monitoring
Regulatory risk is a classic “important but not urgent” task. Everyone agrees it matters; no one has time to read filings for 25 companies every week. The result is that material developments get discovered late, usually from a headline.
How the scanner works
The pipeline takes each holding, scans for developments within a two-month recency window, and filters against a materiality bar calibrated to what an investor would actually act on — not what a news feed considers publishable. Anything that clears the bar is written up in a fixed four-field format so briefings stay comparable across companies and across weeks.
What’s next
The current build runs on demand from a configuration sheet. The next milestone is scheduled runs with a change log, so the team can see not just what is material today, but what became material since the last scan.